Jeremy Procter, a Member of BSI's MCE/3 committee, Convenor of the European Standards Committee responsible for Machine Guards (CEN TC114 WG11), and Managing Director of Procter Machine Guarding, explains how to select the right type of fasteners for fixed guards, given the new requirements in the latest version of the guarding standard BS EN 953.
BS EN 953:1997 +A1:2009, Safety of machinery. Guards. General requirements for the design and construction of fixed and movable guards, is a new version of BS EN 953 with amendments to align it with the new Machinery Directive 2006/42/EC that comes into force at the end of 2009. Compared with the previous versions of the standard and Machinery Directive, there is now a requirement that fixings for fixed guards shall remain attached to the guard or the machinery when the guard is removed. The underlying logic is that retained (or captive) fasteners will not be lost when the guard is removed - for maintenance, for example - so it is much less likely that the guard will be replaced with insufficient fixings, which could allow hazardous parts of the machinery to be accessed. [There is more information in this technical article about BS EN 953:1997 +A1:2009.]
However, it is not just a simple matter of specifying retained fasteners for any part identified on the manufacturing drawing as a 'guard' because the formal definition of a guard needs to be taken into account - and it does not help that the definition differs between the standard and the Machinery Directive.
BS EN 953:1997 +A1:2009, Clause 3 (Definitions), defines a guard as a "physical barrier, designed as part of a machine, to provide protection." In contrast, item 1.1.1. (f) of the Essential Health and Safety Requirements in the new Machinery Directive defines a guard as "a part of the machinery used specifically to provide protection by means of a physical barrier." This raises the question as to whether other parts of the machine - such as weather-proof covers and chutes - are deemed to be 'guards' and therefore need to be fixed using retained fasteners, as they are not designed 'specifically' to provide protection.
For all practical purposes, machine designers should use the definition of a guard given in BS EN 953:1997 +A1:2009. Indeed, the standard provides additional clarification within the definition of a guard as follows: "Note 2. Depending on its design, a guard may be called eg casing, shield, cover, screen, door, enclosing guard." Interpreting the term 'specifically' from the Directive in order to relax the requirements relating to these parts of the machine would be incorrect, as they often do provide protection, if only as a secondary function.
A sensible approach to take would be to consider whether, if a component were removed, hazardous parts could be accessed. Here it is essential to consult EN ISO 13857:2008, Safety of machinery - Safety distances to prevent hazard zones being reached by upper and lower limbs (for which Procter Machine Guarding offers a free Reach Distance Calculator). If the analysis indicates that, say, removing a roof panel will not provide access to hazardous parts of the machinery, then there is no need to use retained fasteners on that panel. But be aware that EN ISO 13857:2008 only considers hazards associated with reaching over, under, around and through guards; if there are potential hazards from, say, parts or hazardous substances being ejected from the machine, then those panels will still be classed as guards and will need to be fixed with retained fasteners.
Sub-clause 7.2 (Retained fastenings) of BS EN 953:1997 +A1:2009 states: "Where it is foreseen (eg maintenance) that the fixed guard will be removed then the fastenings shall remain attached to the guard or to the machinery." It therefore follows that if it is not foreseen that the guards will be removed for maintenance, cleaning or other reasons, then there is no requirement to use retained fasteners.
Having identified the parts of the machine that should be treated as fixed guards and which might be removed for maintenance or other purposes, the designer can start selecting suitable fastenings. Unfortunately this cannot be done in isolation, as the type of fastener selected will have a bearing on the design of the guard and/or the structure to which it is attached, and vice versa. Furthermore, retained fastenings are likely to be more expensive to purchase and install than conventional screws, so it might be that minor changes to the design of the assembly can yield benefits. For example, if a guard panel has previously been manufactured from relatively thin, flat sheet metal, and installed using a number of screws around the periphery, then it might be beneficial to form a small return on one or more edges of the panel to impart stiffness and reduce the number of fasteners required. Alternatively (or additionally) it might be cost-effective to design guards that hook in on one edge and only need fasteners on the opposite edge, though the guard needs to be incapable of remaining in place if it is not hooked into place correctly.
Further design measures that could be considered include ensuring there is no need to remove guards in order to access lubrication points, adjust conveyor tracking or perform similar maintenance operations. It might also be that a large cover panel protecting a relatively small hazard can be redesigned as two panels, so that only the panel providing protection needs retained fasteners.
The optimum choice of retained fastener for a particular fixed guard will depend on a number of factors. If the machine is a one-off, the production processes may be different from those for a mass-produced machine. This has implications for the tolerances that can be achieved, which, in turn, will make some types of fastener more suitable than others (some require good alignment of the guard and machine structure, whereas others are more tolerant of misalignment). In addition, the designer must assess whether the guard will need to be removed periodically for maintenance or cleaning, or whether it is only to be removed, say, in the event of a motor burning out. If regular maintenance is required, it might be better to specify push-turn or quarter-turn fasteners that are quick to remove and replace, and are tolerant of panel misalignment (depending on the model selected). Beware, however, that there are numerous such fasteners on the market, but not all of them require a 'tool' for removal (fasteners with a straight screwdriver slot are unsuitable for machine guards, as they can be undone using improvised tools such as a steel rule).
Machines often generate vibrations, so it is important to ensure that whatever fasteners are selected will not shake loose. Something else to bear in mind with retained fasteners is that a damaged fastener will be more difficult to replace than a simple screw. While some retained screws are held captive on the panel by, for example, a spring clip in an undercut beneath the head - and can therefore be replaced relatively simply - others are held in place by a clinching process in which the panel material is deformed during fastener installation. Because the material is deformed so as to encroach on an undercut on the fastener, replacement of this type of fastener is likely to be more troublesome. Moreover, it may be impossible to replace the retained fastener with another of the same design.
Depending on the type of fastener selected for a guard, the mating feature on the machine may be a simple threaded hole or an insert that has to be installed in a specially prepared hole. As with the fastener itself, the designer should consider what the course of action would be in the event of the mating feature becoming damaged.
Clearly the new requirement for fixed guards to be held in place using retained fasteners (subject to the provisos above) could increase costs for machine builders. However, by considering carefully the requirements for each guard, and by implementing minor changes to the guard or machine design where appropriate, the additional costs can be minimised. Furthermore, one consequence could be that machine maintenance becomes easier and quicker, which will be a major benefit for companies that are striving to operate as efficiently as possible in the current economic climate.
Procter Machine Guarding is one of the UK's leading machinery guarding specialists, with extensive experience in the design, manufacture and installation of close-fitting machine guards and perimeter guards. With detailed knowledge of the applicable standards, as well as a deep understanding of the ergonomic issues relating to machine guarding, Procter can design guards that meet all the necessary safety standards, do not hinder production, and enhance the machine's aesthetics.
To discuss any requirements for machine guarding, please email Procter Machine Guarding at firstname.lastname@example.org or telephone +44 (0)2920 882222. The company also offers a free Guide to Machinery Guarding Standards, which is available from the Free Downloads section of the company's website.